THE PUBLIC AND BROADCASTING:
How to Get the Most Service from Your Local
Station
Revised April 2008
Prepared
by: The Media Bureau
Federal
Communications Commission
Washington,
D.C.
You can obtain a hard copy of “The Public
and Broadcasting” from your local broadcast station, or by calling the FCC
toll-free at 1-(888)-225-5322 (1-(888)-CALL
FCC) (Voice) or 1-(888)-835-5322
(1-(888)-TELL FCC) (TTY). This
document can also be found on the Commission’s website at: http://www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html. That
version will be updated periodically and will contain the most recent
revisions.
TABLE OF CONTENTS
THE FCC AND ITS REGULATORY AUTHORITY
FCC Regulation of Broadcast Radio and Television
THE LICENSING OF TV AND RADIO STATIONS
Commercial and Noncommercial Educational Stations
Applications to Build New Stations; Length of the License
Period
Applications for License Renewal
Public Participation in the Licensing Process
BROADCAST PROGRAMMING: BASIC LAW AND POLICY
Criticism, Ridicule, and Humor Concerning Individuals,
Groups, and Institutions
BROADCAST PROGRAMMING: LAW AND POLICY ON
SPECIFIC KINDS OF PROGRAMMING
Political Broadcasting: Candidates for Public Office
Programming Inciting “Imminent Lawless Action.”
Obscene, Indecent, or Profane Programming
How to File an Obscenity, Indecency, or Profanity
Complaint
The V-Chip and TV Program Ratings
Other Broadcast Content Regulation
Children’s Television Programming
Broadcast of Telephone Conversations
ACCESS TO BROADCAST MATERIAL BY PEOPLE WITH
DISABILITIES
Access to Emergency Information
BUSINESS PRACTICES AND ADVERTISING
Business Practices, Advertising Rates, and Profits
Employment Discrimination and Equal Employment
Opportunity (“EEO”).
Underwriting Announcements on Noncommercial Educational
Stations
False or Misleading Advertising
Tobacco and Alcohol Advertising
How to Resolve Blanketing Interference Problems
THE LOCAL PUBLIC INSPECTION FILE
Requirement to Maintain a Public Inspection File
Viewing the Public Inspection File
Applications and Related Materials
Material Relating to an FCC Investigation or
Complaint
Ownership Reports and Related Material
List of Contracts Required to be Filed with the
FCC
“The Public and Broadcasting.”
Letters and E-Mails from the Public
Children's Television Programming Reports
Records Regarding Children's Programming
Commercial Limits
Local Public Notice Announcements
Must-Carry or Retransmission Consent Election
COMMENTS OR COMPLAINTS ABOUT A STATION
Comments to Stations and Networks
BROADCAST INFORMATION SPECIALISTS
This Manual is published by the Federal Communications
Commission (the “FCC” or the “Commission”), the federal agency directed by
Congress to regulate broadcasting. It
provides a brief overview of the FCC’s regulation of broadcast radio and
television licensees, describing how the FCC authorizes broadcast stations, the
various rules relating to broadcast programming and operations with which
stations must comply, and the essential obligation of licensees that their
stations serve their local communities.
The Manual also outlines how you can become involved in assessing
whether your local stations are complying with the FCC’s rules and meeting
these service obligations, and what you can do if you believe that they are
not.
In exchange for obtaining a valuable license to
operate a broadcast station using the public airwaves, each radio and
television licensee is required by law to operate its station in the “public
interest, convenience and necessity.”
This means that it must air programming that is responsive to the needs
and problems of its local community of license.
To do so, each station licensee must affirmatively
identify those needs and problems and then specifically treat those local matters
that it deems to be significant in the news, public affairs, political and
other programming that it airs. As
discussed at page 29 of this Manual, each station must provide the public with
information about how it has met this obligation by means of quarterly reports,
which contain a listing of the programming that it has aired that the licensee
believes provided significant treatment of issues facing the community. As discussed in detail at pages 24-30 of this
Manual, each station also must maintain and make available to any member of the
public for inspection, generally at its studio, a local public inspection file
which contains these reports, as well as other materials that pertain to the
station’s operations and dealings with the FCC and with the community that it
is licensed to serve. The public file is
an excellent resource to gauge a station’s performance of its obligations as a
Commission licensee. In the future,
television stations with websites will be required to post most of the content
of their public files on their websites, or on the website of their state local
broadcasters association, if permitted.
The purpose of this Manual is to provide you with the
basic tools necessary to ensure that the stations that are licensed to serve
you meet their obligations and provide high quality broadcast service. Station licensees, as the trustees of the
public’s airwaves, must use the broadcast medium to serve the public
interest. We at the FCC want you to
become involved, if you have any concerns about a local station – including its
general operation, programming or other matters – by making your opinion known
to the licensee and, if necessary, by advising us of those concerns so that we
can take appropriate action. An informed
and actively engaged public plays a vital role in helping each station to
operate appropriately and serve the needs of its local community.
This Manual provides only a general overview of our
broadcast regulation. It is not intended
to be a comprehensive or controlling statement of the broadcast rules and
policies. Our Internet home page (www.fcc.gov) contains additional information
about the Commission, our rules, current FCC proceedings, and other
issues. At the close of each section of
this Manual, we provide links to those places on the FCC website that provide
additional information about the subject matter discussed in the section. Although we will periodically update this
Manual and maintain the current version on the FCC website at www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html,
we urge you to also make use of the resources contained in these links, which
may outline any more recent developments in the law not discussed in the
current version of the Manual. If you
have any specific questions, you may also contact our Broadcast Information
Specialist for radio or television, depending on the nature of your inquiry, by
calling toll-free, by facsimile, or by sending an e-mail in the manner noted at
page 32 of this Manual.
The
Communications Act. The FCC was
created by Congress in the Communications Act for the purpose of “regulating
interstate and foreign commerce in communication by wire and radio so as to
make available, so far as possible, to all the people of the United States,
without discrimination on the basis of race, color, religion, national origin,
or sex, a rapid, efficient, Nation‑wide, and world‑wide wire and
radio communications service . . . .”
(In this context, the word "radio" covers both broadcast radio
and television.) The Communications Act
authorizes the FCC to "make such regulations not inconsistent with law as
it may deem necessary to prevent interference between stations and to carry out
the provisions of [the] Act." It
directs us to base our broadcast licensing decisions on the determination of
whether those actions will serve the public interest, convenience, and
necessity.
How
the FCC Adopts Rules. As is the case
with most other federal agencies, the FCC generally cannot adopt or change
rules without first describing or publishing the proposed rules and seeking
comment on them from the public. We
release a document called a Notice of Proposed Rule Making, in which we explain
the new rules or rule changes that we are proposing and establish a filing
deadline for public comment on them. (All such FCC Notices are included in the
Commission’s Daily Digest and are posted on our website at http://www.fcc.gov/Daily_Releases/Daily_Digest). After we have had a chance to hear from the
public and have considered all comments received, we generally have several
options. We can: (1) adopt some or all
of the proposed rules, (2) adopt a modified version of some or all of the
proposed rules, (3) ask for public comment on additional issues relating to the
proposals, or (4) end the rulemaking proceeding without adopting any rules at
all. You can find information about how
to file comments in our rulemaking proceedings on our Internet website at www.fcc.gov/cgb/consumerfacts/howtocomment.html. The site also provides instructions on how
you can file comments electronically. In
addition to adopting rules, we also establish broadcast regulatory policies
through the individual cases that we decide, such as those involving license
renewals, station sales, and complaints about violations of FCC rules.
The
FCC and the Media Bureau. The FCC has
five Commissioners, each of whom is appointed by the President and confirmed by
the Senate. Serving under the
Commissioners are a number of Offices and operating Bureaus. One of those is the Media Bureau, which has
day-to-day responsibility for developing, recommending, and administering the
rules governing the media, including radio and television stations. The FCC’s broadcast rules are contained in
Title 47 of the Code of Federal Regulations (“CFR”), Parts 73 (broadcast) and
74 (auxiliary broadcast, including low power TV, and translator stations). Our rules of practice and procedure can be
found in Title 47 CFR, Part 1. A link to
those rules can be found on our website at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. Additional information about the Commission’s
Offices and Bureaus, including their respective functions, can be found at http://www.fcc.gov/aboutus.html.
FCC
Regulation of Broadcast Radio and Television. The FCC
allocates (that is, designates a portion of the broadcast spectrum to) new
broadcast stations based upon both the relative needs of various communities
for additional broadcast outlets and specified engineering standards designed
to prevent interference among stations and to other communications users. As noted above, whenever we review an
application – whether to build a new station, modify or renew a license or sell
a station – we must determine if its grant would serve the public
interest. As discussed earlier, we
expect station licensees to be aware of the important problems and issues
facing their local communities and to foster public understanding by presenting
programming that relates to those local issues.
As discussed in this Manual, however, broadcasters – not the FCC or any
other government agency – are responsible for selecting the material that they
air. By operation of the First Amendment
to the U.S. Constitution, and because the Communications Act expressly
prohibits the Commission from censoring broadcast matter, our role in
overseeing program content is very limited.
We license only individual broadcast stations. We do not license TV or radio networks (such
as CBS, NBC, ABC or Fox) or other organizations with which stations have
relationships (such as PBS or NPR), except to the extent that those entities
may also be station licensees. We also do not regulate information provided
over the Internet, nor do we intervene in private disputes involving broadcast
stations or their licensees. Instead, we
usually defer to the parties, courts, or other agencies to resolve such
disputes.
Commercial
and Noncommercial Educational Stations. The FCC licenses FM radio and TV stations as
either commercial or noncommercial educational (“NCE”). (All AM radio stations are licensed as
commercial facilities.) Commercial
stations generally support themselves through the sale of advertising. In contrast, NCE stations generally meet
their operating expenses with contributions received from listeners and
viewers, and also may receive government funding. In addition, NCE stations may receive
contributions from for‑profit entities, and are permitted to acknowledge
such contributions or underwriting donations with announcements naming and
generally describing the contributing party or donor. However, NCE stations may not broadcast
commercials or other promotional announcements on behalf of for-profit
entities. These limitations on NCE stations are discussed further at page 21 of
this Manual.
Applications
to Build New Stations; Length of the License Period. Before a party can build a new TV or radio
station, it first must apply to the FCC for a construction permit. The applicant must demonstrate in its
application that it is qualified to construct and operate the station as
specified in its application and that its proposed facility will not cause
objectionable interference to any other station. Once its application has been granted, the
applicant is issued a construction permit, which authorizes it to build the
station within a specified period of time, usually three years. After the
applicant (now considered a “permittee”) builds the station, it must file a
license application, in which it certifies that it has constructed the station
consistent with the technical and other terms specified in its construction
permit. Upon grant of that license application,
the FCC issues the new license to operate to the permittee (now considered a
“licensee”), which authorizes the new licensee to operate for a stated period
of time, up to eight years. At the close of this period, the licensee must seek
renewal of its station license.
Applications
for License Renewal. Licenses
expire and renewal applications are due on a staggered basis, based upon the
state in which the station is licensed.
Before we can renew a station’s license, we must first determine
whether, during the preceding license term, the licensee has served the public
interest; has not committed any serious violations of the Communications Act or
the FCC’s rules; and has not committed other violations which, taken together,
would constitute a pattern of abuse. To
assist us in this evaluative process, a station licensee must file a renewal
application (FCC Form 303-S), in which it must respond concerning whether:
·
it has sent us
certain required reports;
·
neither it nor
its owners have or have had any interest in a broadcast application involved in
an FCC proceeding in which character
issues were resolved adversely to the applicant or were left unresolved, or
were raised in connection with a pending application;
·
its ownership is
consistent with the Communications Act’s restrictions on licensee interests
held by foreign governments, foreign corporations, and non-U.S. citizens;
·
there has not
been an adverse finding or adverse final action against it or its owners by a
court or administrative body in a civil or criminal proceeding involving a
felony, mass media-related antitrust or unfair competition law, the making of
fraudulent statements to a governmental unit, or discrimination;
·
it has, in a
timely manner, placed and maintained certain specified materials in its public
inspection file (as discussed at pages 24-30 of this Manual);
·
it has not
discontinued station operations for more than 12 consecutive months during the
preceding license term and is currently broadcasting programming;
·
it has filed FCC
Form 396, the Broadcast Equal Employment Opportunity Program Report; and
·
if the
application is for renewal of a television license, it has complied with the
limitations on commercial matter aired during children’s programming and filed
the necessary Children’s Television Programming Reports (FCC Form 398) (as
discussed at page 17 of this Manual).
Digital Television. After February 17, 2009, all full-power TV
stations are required to stop broadcasting in analog and continue broadcasting
only in digital. This is known as the
“DTV transition.” Because digital is
much more efficient than analog, part of the scarce and valuable spectrum that
is currently used for analog broadcasting will be used for important new
services such as enhanced public safety communications for police, fire
departments, and emergency rescue workers.
Part of the spectrum will also be made available for advanced wireless
services such as wireless broadband.
Digital broadcasting also enables
television stations to offer viewers several benefits. For example, stations broadcasting in digital
can offer viewers improved picture and sound quality as well as more
programming options (referred to as “multicasting”) because digital technology
gives each television station the ability to broadcast multiple channels at the
same time.
Consumers who receive television signals
via over-the-air antennas (as opposed to subscribers to pay services like cable
and satellite TV) will be able to receive digital signals on their analog sets
if they purchase a digital-to-analog converter box that converts the digital
signals to analog. Alternatively, if
consumers purchase a digital television (a TV with built in digital tuner),
they will be able to receive digital broadcast programming. For TVs
connected to a paid service, like cable or satellite, the digital transition
should have no effect. If consumers have
questions about their paid service, they can consult
with their service provider.
Regarding consumers who are shopping for
new televisions, the Commission's digital tuner rule prohibits the importation
or interstate shipment of any device containing an analog tuner unless it also
contains a digital tuner. Retailers may
continue to sell analog-only devices from existing inventory. However, at the point of sale, retailers must
post notices advising consumers that TV sets and equipment such as VCRs that
contain only an analog tuner will not be able to receive
over-the-air-television signals from full-power broadcast stations after
February 17, 2009, without the use of a digital-to-analog converter box.
While the February 17, 2009, deadline for
ending analog broadcasts does not apply to low-power, Class A, and TV
translator stations, these stations will eventually transition to all-digital
service. In the meantime, some consumers
may continue to receive programming from these stations in analog format after
the transition date.
Additional information concerning the DTV
transition can be found on the FCC’s website, at http://www.dtv.gov, or by calling toll free 1-888-CALL-FCC
(Voice) or 1-888-TELL-FCC (TTY)
Digital Radio. The FCC has also approved digital operation for AM and
FM radio broadcast stations (often referred to as “HD Radio”). As with DTV, digital radio substantially
improves the quality of the radio signal and allows a station to offer
multicasting over several programming streams, as well as certain enhanced
services. Unlike the mandatory digital
transition deadline for television stations however, radio stations will be
able to continue to operate in analog and will have discretion whether also to
transmit in digital and, if so, when to begin such operation. In order to receive the digital signals of
those stations that choose to so operate, consumers will have to purchase new
receivers.
Because digital radio
technology allows a radio station to transmit simultaneously in both analog and
digital, however, listeners will be able to continue to use their current
radios to receive the analog signals of radio stations that transmit both
analog and digital signals. Receivers
are being marketed that incorporate both modes of reception, with the ability
to automatically switch to the analog signal if the digital signal cannot be
detected or is lost by the receiver. For
additional information about digital radio, see http://www.fcc.gov/mb/audio/digital/index.html.
Renewal Applications. You can submit a protest against a station’s license
renewal application by filing a formal petition to deny its application, or by
sending us an informal objection to the application. Before its license expires, each station
licensee must broadcast a series of announcements providing the date its
license will expire, the filing date for the renewal application, the date by
which formal petitions against it must be filed, and the location of the
station’s public inspection file that contains the application. Petitions to deny the application must be
filed by the end of the first day of the last full calendar month of the
expiring license term. (For example, if the license expires on December 31, we
must receive any petition at our Washington, D.C. headquarters by the end of
the day on December 1.)
Broadcast licenses generally expire on a staggered
basis, by state, with most radio licenses next expiring between October 1, 2011
and August 1, 2014, and most television
licenses expiring between October 1, 2012 and August 1, 2015, one year after
the radio licenses in the same state. A listing of the next expiration dates
for radio and television licenses, by state, can be found on the Commission’s
website at http://www.fcc.gov/localism/renewals.html.
Before
you file a petition to deny an application, you should check our rules and
policies to make sure that your petition complies with our procedural
requirements. A more complete
description of these procedures and requirements can be found on the
Commission’s website at http://www.fcc.gov/localism/renew_process_handout.pdf. You can also file an informal objection at
any time before we either grant or deny the application. Instructions for filing informal objections
can be found on the Commission’s website at http://www.fcc.gov/localism/renew_process_handout.pdf. If you have any specific questions, you may
also contact our Broadcast Information Specialist for radio or television,
depending on the nature of your inquiry, by calling toll-free, by facsimile, or
by sending an e-mail in the manner noted at page 32 of this Manual.
Other Types of Applications. You can also participate in the application
process by filing a petition to deny when someone applies for a new station,
and when a station is to be sold (technically called an “assignment” of the
license), its licensee is to undergo a major transfer of stock or other
ownership, or control (technically called a “transfer of control”), or the
station proposes major facility changes.
The applicant is required to publish a series of notices in the closest
local newspaper, containing information similar to that noted above regarding
renewal applications, when it files these types of applications. Upon receipt of the application, the FCC will
issue a Public Notice and begin a 30-day period during which petitions to deny
these applications may be filed. (All
FCC Public Notices are included in the Commission’s Daily Digest and are posted
on our website at http://www.fcc.gov/Daily_Releases/Daily_Digest). As with renewal applications, you can also
file an informal objection to these types of applications, or any other
applications, at any time before we either grant or deny the application. Again, if you have any specific questions
about our processes or the status of a particular application involving a
station, you may contact our Broadcast Information Specialist for radio or
television, depending on the nature of your inquiry, by calling toll-free, by
facsimile, or by sending an e-mail in the manner noted at page 32 of this
Manual.
The
FCC and Freedom of Speech. The First
Amendment, as well as Section 326 of the Communications Act, prohibits the
Commission from censoring broadcast material and from interfering with freedom
of expression in broadcasting. The
Constitution’s protection of free speech includes that of programming that may
be objectionable to many viewer or listeners.
Thus, the FCC cannot prevent the broadcast of any particular point of
view. In this regard, the Commission has observed that “the public interest is
best served by permitting free expression of views.” However, the right to broadcast material is
not absolute. There are some
restrictions on the material that a licensee can broadcast. We discuss these restrictions below.
Licensee
Discretion. Because the Commission cannot dictate to
licensees what programming they may air, each individual radio and TV station
licensee generally has discretion to select what its station broadcasts and to otherwise
determine how it can best serve its community of license. Licensees are responsible for selecting their
entertainment programming, as well as programs concerning local issues, news,
public affairs, religion, sports events, and other subjects. As discussed at page
29 of this Manual, broadcast licensees must periodically make available
detailed information about the programming that they air to meet the needs and
problems of their communities, which can be found in each station public
file. They also decide how their
programs will be structured and whether to edit or reschedule material for
broadcasting. In light of the First
Amendment and Section 326 of the Communications Act, we do not substitute our
judgment for that of the licensee, nor do we advise stations on artistic
standards, format, grammar, or the quality of their programming. Licensees also have broad discretion
regarding commercials, with the exception of those for political candidates
during an election and the limitations on advertisements aired during
children’s programming (we discuss these respective requirements at pages 13-14,
and 17 of this Manual).
Criticism,
Ridicule, and Humor Concerning Individuals, Groups, and Institutions. The First Amendment's guarantee of freedom of
speech similarly protects programming that stereotypes or may otherwise offend
people with regard to their religion, race, national background, gender, or
other characteristics. It also protects broadcasts that criticize or ridicule
established customs and institutions, including the government and its
officials. The Commission recognizes
that, under our Constitution, people must be free to say things that the
majority may abhor, not only what most people may find tolerable or
congenial. However, if you are offended
by a station’s programming, we urge you to make your concerns known to the
station licensee, in writing.
Programming
Access. In light of
their discretion to formulate their programming, station licensees are not
required to broadcast everything that is offered or otherwise suggested to
them. Except as required by the Communications Act, including the use of
stations by candidates for public office (discussed at pages 13-14 of this
Manual), licensees have no obligation to allow any particular person or group
to participate in a broadcast or to present that person or group’s
remarks.
Introduction. As noted above, in light of the fundamental importance
of the free flow of information to our democracy, the First Amendment and the
Communications Act bar the FCC from telling station licensees how to select
material for news programs, or prohibiting the broadcast of an opinion on any
subject. We also do not review anyone’s
qualifications to gather, edit, announce, or comment on the news; these
decisions are the station licensee’s responsibility. Nevertheless, there are two
issues related to broadcast journalism that are subject to Commission
regulation: hoaxes and news distortion.
Hoaxes. The broadcast by a station of false
information concerning a crime or catastrophe violates the FCC's rules if:
·
the station
licensee knew that the information was false,
·
broadcasting the
false information directly causes substantial public harm, and
·
it was
foreseeable that broadcasting the false information would cause such harm.
In this context, a “crime” is an act or omission that
makes the offender subject to criminal punishment by law, and a “catastrophe”
is a disaster or an imminent disaster involving violent or sudden events
affecting the public. The broadcast must
cause direct and actual damage to property or to the health or safety of the
general public, or diversion of law enforcement or other public health and
safety authorities from their duties, and the public harm must begin
immediately. If a station airs a
disclaimer before the broadcast that clearly characterizes the program as
fiction and the disclaimer is presented in a reasonable manner under the
circumstances, the program is presumed not to pose foreseeable public
harm. Additional information about the
hoax rule can be found on the FCC’s website at http://www.fcc.gov/cgb/consumerfacts/falsebroadcast.html.
News Distortion. The Commission often receives complaints concerning
broadcast journalism, such as allegations that stations have aired inaccurate
or one-sided news reports or comments, covered stories inadequately, or overly
dramatized the events that they cover.
For the reasons noted above, the Commission generally will not intervene
in such cases because it would be inconsistent with the First Amendment to
replace the journalistic judgment of licensees with our own. However, as public trustees, broadcast
licensees may not intentionally distort the news: the FCC has stated that “rigging or slanting
the news is a most heinous act against the public interest.” The Commission will investigate a station for
news distortion if it receives documented evidence of such rigging or slanting,
such as testimony or other documentation, from individuals with direct personal
knowledge that a licensee or its management engaged in the intentional
falsification of the news. Of particular
concern would be evidence of the direction to employees from station management
to falsify the news. However, absent
such a compelling showing, the Commission will not intervene. For additional information about news
distortion, see http://www.fcc.gov/cgb/consumerfacts/journalism.html.
Political
Broadcasting: Candidates for Public
Office. In recognition of the
particular importance of the free flow of information to the public during the
electoral process, the Communications Act and the Commission’s rules impose
specific obligations on broadcasters regarding political speech.
·
Reasonable Access. The Communications Act requires that broadcast stations
provide “reasonable access” to candidates for federal elective office. Such
access must be made available during all of a station’s normal broadcast
schedule, including television prime time and radio drive time. In
addition, federal candidates are entitled to purchase all classes of time
offered by stations to commercial advertisers, such as preemptible and
non-preemptible time. The only exception
to the access requirement is for bona
fide news programming (as defined below), during which broadcasters may
choose not to sell airtime to federal candidates. Broadcast stations have discretion as to
whether to sell time to candidates in state and local elections.
·
Equal Opportunities. The Communications Act requires that, when a station
provides airtime to a legally qualified candidate for any public office
(federal, state, or local), the station must “afford equal opportunities to all
other such candidates for that office.”
The equal opportunities provision of the Communications Act also
provides that the station “shall have no power of censorship over the material
broadcast” by the candidate. The law
exempts from the equal opportunities requirement appearances by candidates
during bona fide news programming,
defined as an appearance by a legally qualified candidate on a bona fide newscast, interview, or
documentary (if the appearance of the candidate is incidental to the
presentation of the subject covered by the documentary) or on–the–spot coverage of a bona fide
news event (including debates, political conventions and related incidental
activities).
In addition, a
station must sell political advertising time to certain candidates during
specified periods before a primary or general election at the lowest rate
charged for the station’s most favored commercial advertiser. Stations must maintain and make available for
public inspection, in their public inspection files, a political file
containing certain documents and information, discussed at pages 27-28 of this
Manual. For additional information about
the political rules, see http://www.fcc.gov/mb/policy/political/.
Programming Inciting “Imminent Lawless Action.” The Supreme Court has held that the
government may curtail speech if it is both: (1) intended to incite or produce “imminent
lawless action;” and (2) likely to “incite or produce such action.” Even when this legal test is met, any review
that might lead to a curtailment of speech is generally performed by the
appropriate criminal law enforcement authorities, not by the FCC.
Obscene, Indecent, or Profane Programming. Although, for
the reasons discussed earlier, the Commission is generally prohibited from
regulating broadcast content, the courts have held that the FCC’s regulation of
obscene and indecent programming is constitutional, because of the compelling
societal interests in protecting children from potentially harmful programming
and supporting parents’ ability to determine the programming to which their
children will be exposed at home.
Obscene material is not protected by the First Amendment and cannot be broadcast at any
time. To be obscene, the material must have all of the following three
characteristics:
Indecent material is protected by the First Amendment, so its broadcast
cannot constitutionally be prohibited at all times. However, the courts have upheld Congress'
prohibition of the broadcast of indecent material during times of the day in
which there is a reasonable risk that children may be in the audience, which
the Commission has determined to be between the hours of 6 a.m. and 10
p.m. Indecent programming is defined as
“language or material that, in context, depicts or describes, in terms patently
offensive as measured by contemporary community standards for the broadcast
medium, sexual or excretory organs or activities.” Broadcasts that fall within this definition
and are aired between 6 a.m. and 10 p.m. may be subject to enforcement action
by the FCC.
Profane
material also is protected by the
First Amendment, so its broadcast cannot be outlawed entirely. The Commission
has defined such program matter to include language that is both “so grossly
offensive to members of the public who actually hear it as to amount to a
nuisance” and is sexual or excretory in nature or derived from such terms. Such material may be the subject of possible
Commission enforcement action if it is broadcast within the same time period
applicable to indecent programming: between 6 a.m. and 10 p.m.
How to File an Obscenity, Indecency, or Profanity Complaint: In order to allow its staff to make a determination of whether complained-of material is actionable, the Commission requires that complainants provide certain information: (1) the date and time of the alleged broadcast; (2) the call sign, channel or frequency of the station involved; and (3) the details of what was actually said (or depicted) during the alleged indecent, profane, or obscene broadcast. Submission of an audio or video tape, CD, DVD or other recording or transcript of the complained-of material is not required but is helpful, as is specification of the name of the program, the on-air personality, song, or film, and the city and state in which the complainant saw or heard the broadcast.
The fastest and easiest way to file a complaint containing this information is to use the FCC’s electronic complaint form, Form 475B, which is available on the FCC’s website at http://fjallfoss.fcc.gov/cgb/fcc475B.cfm.
You also may file a complaint about objectionable programming by mailing it to:
Federal Communications Commission
Enforcement Bureau, Investigations
and Hearings Division
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal Communications Commission
Enforcement Bureau, Investigations
and Hearings Division
You can also electronically file your complaint at [email protected]
or
You may complain by calling the Commission, toll-free, at:
1-(888)-CALL-FCC (1-(888)-225-5322)
(Voice)
1-(888)-TELL-FCC
(1-(888)-835-5322) (TTY)
For additional information on the complaint process for obscene, indecent or profane material, visit http://www.fcc.gov/eb/oip.
Violent Programming. Many members of the public have expressed concern
about violent television programming and the negative impact such broadcast
material may have upon children. In
response to these concerns, and at the request of 39 members of the U.S. House
of Representatives, the FCC conducted a proceeding seeking public comment on
violent programming. In April 2007, the
Commission delivered to Congress a Report recommending that the industry
voluntarily commit to reducing the amount of such programming viewed by
children. The Commission also suggested
that Congress consider enacting legislation that would better support parents’
efforts to safeguard their children from such objectionable programming. The Commission’s Report can be accessed at http://fjallfoss.fcc.gov/edocs_public/attachmatch/FCC-07-50A1.pdf
.
The V-Chip and TV
Program Ratings. In light of
the widespread concern about obscene, indecent, profane, violent, or otherwise
objectionable programming, in 1996, Congress passed a law to require TV sets
with screens 13 inches or larger to be equipped with a “V-Chip” – a device that
allows parents to program their sets to block TV programming that carries a
certain rating. Since 2000, all such
sets manufactured with screens 13 inches or larger must contain the V-Chip technology. This technology, which must be activated by
parents, works in conjunction with a voluntary television rating system created
and administered by the television industry and others, which enables parents
to identify programming containing sexual, violent, or other content that they
believe may be harmful to their children. All of the major broadcast networks
and most of the major cable networks are encoding their programming with this
ratings information to work with the V‑Chip. However, some programming, such as news and
sporting events, and unedited movies aired on premium cable channels, are not
rated. In 2004, the FCC expanded the V-Chip
requirement to apply also to devices that do not have a display screen but are
used with a TV set, such as a VCR or a digital-to-analog converter box.
For more information about this ratings program,
including a description of each ratings category, please see the FCC’s V‑Chip
website at http://www.fcc.gov/cgb/consumerfacts/vchip.html.
Station Identification. Stations must air identification
announcements when they sign on and off for the day. They also must broadcast these announcements
every hour, as close to the start of the hour as possible, at a natural
programming break. TV stations may make these announcements on-screen or by
voice only. Official station
identification includes the station’s call letters, followed by the community
specified in its license as the station’s location. Between the call letters and its community,
the station may insert the name of the licensee, the station’s channel number,
and/or its frequency. It may also
include any additional community or communities, as long as it first names the
community to which it is licensed by the FCC.
DTV stations also may identify their digital multicast programming
streams separately if they wish, and, if so, must follow the format described
in the FCC’s rules.
Commencing as of a date to be determined, for
television stations, twice daily, the station identification will also have to
include a notice of the existence, location and accessibility of the station’s
public file The
notice will have to state that the station’s public file is available for
inspection and that members of the public can view it at the station’s main
studio and on its station website. Broadcast
of at least one of these announcements will be required between the hours of 6
p.m. and midnight.
Children’s Television
Programming. Throughout its
license term, every TV station must serve the educational and informational
needs of children both by means of its overall programming and through
programming that is specifically designed to serve those needs. Licensees are eligible for routine
staff-level approval of the Children’s Television Act portion of their renewal
applications if they air at least three hours of “core” children’s television
programming, per week, or proportionally more if they provide additional free
digital programming streams. Core
programming is defined as follows:
·
Educational and Informational. The
programming must further the educational and informational needs of children 16
years old and under (this includes their intellectual/cognitive or social/emotional
needs).
·
Specifically Designed to Serve These Needs. A program is
considered “specifically designed to serve the educational and information
needs of children” if: (1) that is its significant purpose; (2) it is aired
between the hours of 7 a.m. and 10 p.m.; (3) it is a regularly scheduled weekly
program; and (4) it is at least 30 minutes in duration.
To ensure that parents and other interested parties
are informed of the educational and informational children’s programming that
their area stations offer, television licensees must identify each program
specifically designed to “educate and inform” children by displaying the icon
“E/I” throughout the program. In
addition, commercial stations must provide information identifying such
programs to the publishers of program guides.
During the broadcast of TV programs aimed at children
12 and under, advertising may not exceed 10.5 minutes an hour on weekends and
12 minutes an hour on weekdays.
These rules apply to analog and digital
broadcasting. As discussed at page 9 of
this Manual, television stations have traditionally operated with analog
technology. Television stations,
however, are in the process of switching to digital broadcasting, which greatly
enhances their capability to serve their communities. Among other things, digital technology
permits stations to engage in multicasting, that is, to air more than one
stream of programming at the same time.
Digital stations that choose to air more than one stream of free,
over-the-air video programming must air proportionately more children’s
educational programming than stations that air only one stream of free,
over-the-air video programming.
Each television
licensee is required to prepare and place in the public inspection file at the
station a quarterly Children’s Television Programming Report (FCC Form 398)
identifying its core programming. These
reports must also be filed electronically with the FCC each quarter and can be
viewed on the FCC’s website, at http://www.fcc.gov/mb/engineering/kidvid. This requirement of the station’s public file
is discussed at page 29 of this Manual.
The FCC has created a children’s educational
television website to inform parents and other members of the public about the
obligation of every television broadcast station to provide educational and
informational programming for children. This website provides access to
background information about these obligations, as well as information about
children’s educational programs that are aired on television stations in your
area and throughout the country. This
website also can help TV stations comply with the children’s television
requirements. You can access the
children’s educational television website by going to the FCC’s main website at
http://www.fcc.gov and double-clicking on the
“Parents’ Place” listing under “Consumer Center” on the homepage. Alternatively, you can go directly to the
children’s television website at http://www.fcc.gov/parents/childrenstv.html.
Station-Conducted
Contests. A station that
broadcasts or advertises information about a contest that it conducts must
fully and accurately disclose the material terms of the contest, and must
conduct the contest substantially as announced or advertised. Contest descriptions may not be false,
misleading, or deceptive with respect to any material term, including the
factors that define the operation of the contest and affect participation, such
as entry deadlines, the prizes that can be won, and how winners will be
selected. Additional information about
the contest rule can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Lotteries. Federal law prohibits the broadcast of
advertisements for a lottery or information concerning a lottery. A lottery is any game, contest, or promotion
that contains the elements of prize, chance, and "consideration" (a
legal term that means an act or promise that is made to induce someone into an
agreement). For example, casino gambling
is generally considered to be a “lottery” subject to the terms of the
advertising restriction although, as discussed below, the prohibition is not
applied to truthful advertisements for lawful casino gambling. Many types of contests, depending on their
particulars, also are covered under this definition.
The statute and FCC rules list a number of exceptions to this
prohibition, principally advertisements for: (1) lotteries conducted by a state
acting under the authority of state law, when the advertisement or information
is broadcast by a radio or TV station licensed to a location in that state or
in any other state that conducts such a lottery; (2) gambling conducted by an
Indian Tribe under the Indian Gaming Regulatory Act; (3) lotteries authorized
or not otherwise prohibited by the state in which they are conducted, and which
are conducted by a not‑for‑profit organization or a governmental
organization; and (4) lotteries conducted as a promotional activity by
commercial organizations that are clearly occasional and ancillary to the
primary business of that organization, as long as the lotteries are authorized
or not otherwise prohibited by the state in which they are conducted.
In 1999, the Supreme Court held that the prohibition on broadcasting advertisements for
lawful casino gambling could not constitutionally be applied to truthful
advertisements broadcast by radio or television stations licensed in states in
which such gambling is legal. Relying
upon the reasoning in that decision, the FCC and the United States Department
of Justice later concluded that the lottery advertising prohibition may not constitutionally
be applied to the broadcast of any truthful advertisements for lawful casino
gambling, whether or not the state in which the broadcasting station is located
permits casino gambling. Additional
information about the rule concerning lotteries can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Soliciting Funds. No federal law prohibits the broadcast by
stations of requests for funds for legal purposes (including appeals by
stations for contributions to meet their operating expenses), if the money or
other contributions are used for the announced purposes. However, federal law prohibits fraud by wire,
radio or television – including situations in which money solicited for one
purpose is used for another – and doing so may lead to FCC sanctions, as well
as to criminal prosecution by the U.S. Department of Justice. Additional information about fund solicitation
can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Broadcast of Telephone
Conversations. Before
broadcasting a telephone conversation live or recording a telephone
conversation for later broadcast, a station must inform any party to the call
of its intention to broadcast the conversation.
However, that notification is not necessary when the other party knows
that the conversation will be broadcast or such knowledge can be reasonably
presumed, such as when the party is associated with the station (for example, as
an employee or part-time reporter) or originates the call during a program
during which the station customarily broadcasts the calls. For additional information on the rule
concerning the broadcast of telephone conversations, see http://www.fcc.gov/eb/broadcast/telphon.html.
The Communications Act and
the Commission’s rules require television station licensees to broadcast
certain information that makes viewing more accessible to people with
disabilities.
Closed Captioning. Closed captioning is a technology designed to
provide access to television programming by persons with hearing disabilities
by displaying, in text form, the audio portion of a broadcast, as well as
descriptions of background noise and sound effects. Closed captioning is hidden as encoded data
transmitted within the television signal.
A viewer wishing to see the captions must use a set-top decoder or a
television with built-in decoder circuitry.
All television sets with screens 13 inches or larger manufactured since
mid-1993, including digital sets, have built-in decoder circuitry.
As directed by
Congress in the Telecommunications Act of 1996, the FCC has adopted rules
requiring closed captioning of most, but not all, television programming. The
rules require those that distribute television programs directly to home
viewers, including broadcast stations, to comply with these rules. The rules also provide certain exemptions
from the captioning requirements.
Additional information on the closed captioning requirements may be
found on the FCC website at http://www.fcc.gov/cgb/dro/caption.html.
Access
to Emergency Information. The FCC also
requires television stations to make the local emergency information that they
provide to viewers accessible to persons with disabilities. Thus, if emergency information is provided
aurally, such information also must be provided in a visual format for persons
who are deaf or hard of hearing. The
emergency information may be closed captioned or presented through an
alternative method of visual presentation.
Such methods include open captioning, crawls, or scrolls that appear on
the screen. The information provided
visually must include critical details regarding the emergency and how to
respond. Critical details could include, among other things, specific information
regarding the areas that will be affected by the emergency, evacuation orders,
detailed descriptions of areas to be evacuated, specific evacuation routes, approved shelters or the way to take shelter in
one’s home, instructions on how to secure personal property, road closures, and
how to obtain relief assistance. Similarly,
if the emergency information is presented visually, it must be made
accessible. If the emergency information
interrupts programming, such as through a crawl, such information must be
accompanied with an aural tone to alert persons with visual disabilities that
the station is providing this information so that such persons may be alerted
to turn to another source, such as a radio, for more information. Additional
information concerning this requirement can be found on the FCC website at http://ftp.fcc.gov/cgb/consumerfacts/emergencyvideo.html.
Business
Practices, Advertising Rates, and Profits. Except for the requirements concerning
political advertisements (discussed at pages 13-14 of this Manual), the limits
on the number of commercials that can be aired during children’s programming
(see page 17), and the prohibition of advertisements over noncommercial
educational stations (see page 21), the Commission does not regulate a
licensee’s business practices, such as its advertising rates or its
profits. Rates charged for broadcast
time are matters for private negotiation between sponsors and stations. Further, except for certain classes of
political advertisements (see pages 13-14), station licensees have full
discretion to accept or reject any advertising.
Employment Discrimination and Equal Employment
Our EEO
recruitment rules have three prongs.
They require all stations that employ five or more full-time employees
(defined as those regularly working 30 hours a week or more) to:
·
widely
distribute information concerning each full-time job vacancy, except for
vacancies that need to be filled under demanding or other special
circumstances;
·
send
notices of openings to organizations in the community that are involved in
employment if the organization requests such notices; and
·
engage
in general outreach activities every two years, such as job fairs, internships,
and other community events.
Each licensee
with five or more full-time employees must maintain records of its recruitment
efforts, and create and place in its public file an annual public file report
listing specified information about its recruitment efforts. (The requirements for the EEO portion of the
public file are discussed at page 28 of this Manual.) The annual EEO public file report must also
be posted on a station’s website, if one exists. In addition, television licensees with five
or more full-time employees and radio licensees with 11 or more full-time
employees must file an FCC Form 397 Broadcast Mid-Term Report. Each licensee, regardless of size, must file
an FCC Form 396 EEO Program Report with its license renewal application. Finally, a prospective station licensee must
file an FCC Form 396-A Broadcast Model Program Report with its new station or
assignment or transfer application. The
FCC reviews EEO compliance at the time that it considers the station renewal
application, when it reviews Broadcast Mid-Term Reports, when it receives EEO
complaints, and during random station audits. A full range of enforcement actions
is available for EEO violations, including the imposition of reporting
conditions, forfeitures, short-term license renewal, and license
revocation.
All EEO forms are
electronically filed and are available for public review in CDBS, the FCC’s
access database (to access these reports, see http://fjallfoss.fcc.gov/prod/cdbs/pubacc/prod/eeo_search.htm). As discussed at page 27 of this Manual, in
addition, copies of all FCC EEO audit letters, licensee responses, and FCC rulings
must be included in the audited station’s public file and are available for
public review at the FCC Public Reference Center in Washington, D.C. Additional information concerning the EEO
rules is available at http://www.fcc.gov/mb/policy/eeo/.
Sponsorship
Identification. The
sponsorship identification requirements contained in the Communications Act and
the Commission’s rules generally require that, when money or other
consideration for the airing of program material has been received by or
promised to a station, its employees or others, the station must broadcast full
disclosure of that fact at the time of the airing of the material, and identify
who provided or promised to provide the consideration. This requirement is grounded in the principle
that members of the public should know who is trying to persuade them with the
programming being aired. This disclosure
requirement also applies to the broadcast of musical selections for consideration
(so-called “payola”) and the airing of certain video news releases. In the case of advertisements for commercial
products or services, it is sufficient for a station to announce the sponsor's
corporate or trade name, or the name of the sponsor's product (where it is
clear that the mention of the product constitutes a sponsorship
identification). For additional information about the sponsorship
identification and payola rules, see http://www.fcc.gov/cgb/consumerfacts/PayolaRules.html.
Underwriting
Announcements on Noncommercial Educational Stations. Noncommercial educational stations may
acknowledge contributions over the air, but they may not broadcast commercials
or otherwise promote the goods and services of for‑profit donors or
underwriters. Acceptable "enhanced
underwriting" acknowledgements of for‑profit donors or underwriters
may include: (1) logograms and slogans that identify but do not promote; (2)
location information; (3) value-neutral descriptions of a product line or
service; and (4) brand names, trade names, and product service listings. However, such acknowledgements may not
interrupt the station's regular programming.
For additional information about the underwriting rules, see http://www.fcc.gov/eb/broadcast/enhund.html.
Loud
Commercials. The FCC does
not regulate the volume of broadcast programming, including commercials. Surveys and technical studies reveal that the
perceived loudness of particular broadcast matter is a subjective judgment that
varies with each viewer and listener and is influenced by many factors, such as
the material’s content and style and the voice and tone of the person speaking. The FCC has found no evidence that stations
deliberately raise audio and modulation levels to emphasize commercial
messages.
Manually controlling the set’s volume level or using
the “mute” button with a remote control constitutes the simplest approach to
reducing volume levels deemed to be excessive.
Many television receivers are equipped with circuits that are designed
to stabilize the loudness between programs and commercials. These functions usually must be activated
through the receiver’s “set up/audio” menu. Should these techniques fail to resolve the
problem, you may consider addressing any complaint about broadcast volume
levels to the licensee of the station involved.
Additional information about loud commercials can be found at http://www.fcc.gov/cgb/consumerfacts/backgroundnoise.html.
False
or Misleading Advertising. The Federal
Trade Commission has primary responsibility for determining whether an
advertisement is false or deceptive and for taking action against the
sponsor. The Food and Drug
Administration has primary responsibility for the safety of food and drug
products. Depending on the nature of the
advertisement, you should contact these agencies regarding advertisements that
you believe may be false or misleading.
Additional information about false or misleading advertising can be
found at http://www.fcc.gov/cgb/consumerfacts/advertising.html.
Offensive
Advertising. Unless a
broadcast advertisement is found to be in violation of a specific law or rule,
the government cannot take action against it.
However, if you believe that an advertisement is offensive because of
the nature of the item advertised, the scheduling of the announcement, or the
manner in which the message is presented, you should consider addressing your
complaint directly to the station or network involved, providing the date and
time of the broadcast and the product or advertiser in question. This will help those involved in the
selection of advertising material to become better informed about audience
opinion.
Tobacco
and Alcohol Advertising. Federal law
prohibits the airing of advertising for cigarettes, little cigars, smokeless
tobacco, and chewing tobacco on radio, TV, or any other medium of electronic
communication under the FCC's jurisdiction.
However, the advertising of smoking accessories, cigars, pipes, pipe
tobacco, or cigarette‑making machines is not prohibited. Congress has not
enacted any law prohibiting broadcast advertising of any kind of alcoholic
beverage, and the FCC does not have a rule or policy regulating such
advertisements.
Subliminal
Programming. The Commission
sometimes receives complaints regarding the alleged use of subliminal
perception techniques in broadcast programming.
Subliminal programming is designed to be perceived on a subconscious
level only. Regardless of whether it is
effective, the broadcast of subliminal material is inconsistent with a
station's obligation to serve the public interest because it is designed to be
deceptive.
Rules. Some members of the public situated close to
a radio station's transmitting antenna may experience impaired reception of
other stations. This is called
"blanketing" interference. The
Commission’s rules impose certain obligations on licensees to resolve such
interference complaints. Complaints
about such interference involving radio stations are handled by the Media
Bureau’s Audio Division. Blanketing
interference is a less common occurrence with television stations than with
radio stations due to the location and height of TV transmitting antennas. If this phenomenon does occur with a
television station, the Media Bureau’s Video Division will handle complaints on
a case-by case-basis, subject to the radio guidelines noted below.
At the outset, the policy is designed to provide
protection from interference for individuals within a certain distance from a
station (in an area known as the station’s “blanketing contour”) and only involving
electronic devices that pick up an over-the-air signal from a broadcast radio
or television station. Thus, stations
are not required to resolve
interference complaints involving the following:
·
A complaint from
a party located outside of the station’s blanketing contour (115 dBu contour
for FM stations, 1 V/m contour for AM stations).
·
Improperly
installed antenna systems.
·
Use of high gain
antennas or antenna booster amplifiers.
·
Mobile receivers,
including but not limited to car radios, portable stereos or cellular phones.
·
Non‑radio
frequency (“RF”) devices, including but not limited to, tape recorders, CD
players, MP3 players or “land-line” telephones.
·
Cordless
telephones.
For complaints from parties located within the
station’s blanketing contour involving non-mobile television or radio
receivers, a station must resolve the interference complaint at no cost to the
complaining party if the party notifies the station of the problem during the
first year that the station operates its new or modified facilities. For similar complaints received after the first year
of such operation has passed, although the station is not financially responsible
for resolving the complaint, it must provide effective technical assistance to
the complaining party. These efforts
must include the provision of information and assistance sufficiently specific
to enable the complaining party to eliminate all blanketing interference and
not simply an attempt by the station to correct the problems. Such assistance entails providing specific
details about proper corrective measures to resolve the blanketing
interference. For example, stations
should provide the complaining party with diagrams and descriptions which
explain how and where to use radiofrequency chokes, ferrite cores, filters,
and/or shielded cable. In addition,
effective technical assistance also includes recommending replacement equipment
that would work better in high radiofrequency fields. Effective technical assistance does not mean
referring the complainant to the equipment manufacturer.
How
to Resolve Blanketing Interference Problems. If you believe that you are receiving
blanketing or any other type of interference to broadcast reception, we
encourage you to first communicate directly, in writing, with the licensee of
the station that you believe is causing the interference. If the licensee does not satisfactorily
resolve the problem, you can mail, fax, or e-mail a complaint to us as follows:
·
For radio
stations: Federal Communications
Commission
Audio Division, Media Bureau
445 12th St., S.W.
Washington, D.C. 20554
Fax number: (202) 418-1411
E-mail address: [email protected]
·
For TV stations: Federal Communications Commission
Video Division, Media Bureau
445 12th St., S.W.
Washington, D.C. 20554
Fax number: (202) 418-2827
E-mail address: [email protected]
Your complaint should include: (1) your name, address, and phone number; (2)
the call letters of each station involved; (3) each location at which the
interference occurs; and (4) each specific device receiving the
interference. The more specific your
complaint is, the easier it is for us and any station involved to identify and
resolve the interference problem.
In many cases in which you receive interference on
your television set or radio, the source of the problem could be with your
equipment, which may not be adequately designed with circuitry or filtering to
reject the unwanted signals of nearby transmitters. We recommend that you contact the equipment manufacturer
or the store at which the equipment was purchased to attempt to resolve the
interference problem. You can find more information about broadcast
interference on the Commission's website, at http://www.fcc.gov/cgb/consumerfacts/interference.html.
Requirement
to Maintain a Public Inspection File. Our rules require that all licensees and permittees
of TV and radio stations and applicants for new broadcast stations maintain a
file available for public inspection.
This file must contain documents relevant to the station's operation and
dealings with the community and the FCC.
The public inspection file generally must be maintained at the station's
main studio. To obtain the location and
phone number of a station's main studio, consult your local telephone
directory, or call the station’s business office. You may also be able to find this information
on the station’s Internet website, if one exists.
Purpose
of the File. Because we do
not routinely monitor each station's programming and operations, viewers and
listeners are an important source of information about the nature of their area
stations’ programming, operations, and compliance with their FCC
obligations. The documents contained in
each station's public inspection file have information about the station that
can assist the public in this important monitoring role.
As discussed in this Manual, every station has an
obligation to provide news, public affairs, and other programming that
specifically treats the important issues facing its community, and to comply
with the Communications Act, the Commission’s rules, and the terms of its
station license. We encourage a
continuing dialogue between broadcasters and members of the public to ensure
that stations meet their obligations and remain responsive to the needs of the
local community. Because you watch and
listen to the stations that we license, you can be a valuable and effective
advocate to ensure that your area’s stations comply with their localism obligation
and other FCC requirements.
Viewing
the Public Inspection File. Each broadcast
licensee, permittee, and applicant must make its station public inspection file
available to members of the public at any time during regular business
hours. Although you do not need to make
an appointment to view the file, making one may be helpful both to the station
and to you.
A station that chooses to maintain all or part of its
public file on a computer database must provide you a computer terminal if you
wish to review the file. As of a date to
be determined, television stations will also be required to post most of the
content of their public files on their Internet websites, if they have them, or
on their state broadcasters association’s website, if permitted. Radio stations have not yet been required to
post their files on their websites, but may do so if they wish. If you want to view a station's public file
over the Internet, you should check its website or contact the station to
determine if the file is posted.
You may request copies of materials in the file, which
the station must provide to you at a reasonable charge, by visiting the station
in person. In addition, if the station's
public file is located outside of its community of license (and you live within
the station's service area and your
request does not involve the station's political file), you may request copies
of materials in the file over the telephone. To facilitate telephone requests,
we require stations to provide you a copy of the current version of this Manual
free of charge if you so request. The
Manual can help you identify other documents you may ask to have mailed to
you. Stations should assist callers in
this process and answer questions you may have about the actual contents of the
public file. This information may
include, for example, the number of pages and time periods covered by a
particular ownership report or children's television programming report, or the
types of applications actually maintained in the station's public file and the
dates on which they were filed with the FCC.
Finally, if you ask a broadcast station for photocopies of material in
its public inspection file, the station may require you to pay for those
photocopies. Therefore, the station may
require a guarantee of payment in advance (such as with a deposit or a credit
card). The station must pay the postage
for copies requested by telephone.
Stations must fulfill requests for copies within a reasonable period of
time, which generally should not exceed seven calendar days after the request
is made. For additional information on
these public file requirements, see http://www.fcc.gov/eb/broadcast/pif.html.
Contents
of the File. The following materials must be maintained in each
station public inspection file:
The License. Stations must
keep a copy of their current FCC construction permit or license in the public
file, together with any material documenting Commission-approved modifications
to the authorization. The license or permit
reflects the station's authorized technical parameters (such as its frequency,
call letters, operating power and transmitter location), as well as any special
conditions imposed by the FCC on the station's operation. It also indicates
when it was issued and when it will expire.
Applications and
Related Materials. The public file must contain copies of all
applications involving the station filed with the Commission that are still
pending before either the FCC or the courts.
These include applications to sell the station or to modify its
facilities (for example, to increase power, change the antenna system, or
change the transmitter location). If a
petition to deny any application was filed, the file must contain a statement
to that effect, and the name and address of the petitioning party. Applications must be maintained until “final”
FCC action on them, when the action can no longer be appealed or reversed.
The station must also keep copies of
any granted construction permit or assignment or transfer application if its
grant required us to waive our rules.
Applications that required a waiver, together with any related material,
will reflect each particular rule that we waived, and must be maintained as
long as any such waiver remains in effect.
Also, if the FCC renewed the station
license for less than a full term, the station must keep that renewal
application (FCC Form 303-S) in the file until grant of its next renewal
application by final FCC action. We may
grant such a short-term renewal when we are concerned about the station's
performance over the previous term.
These concerns will be reflected in the renewal-related materials in the
public file.
Citizen Agreements. Commercial
stations must keep copies of any written agreements that they make with local
viewers or listeners. These
"citizen agreements" may deal with programming, employment, or other
issues of community concern. The station
must keep these agreements in the public file for as long as they are in
effect.
Contour Maps. The public
file must contain copies of any station service contour maps or other
information submitted with any application filed with the FCC that reflects the
station's service contours and/or its main studio and transmitter locations.
The Commission’s application forms require submission of contour maps only from
stations that do not certify that their signals cover their city of
license. These documents must stay in
the file for as long as they remain current and accurate regarding the station.
Material Relating to
an FCC Investigation or Complaint. Stations must
keep material relating to any matter that is the subject of an FCC
investigation (including EEO audits) or a complaint that the station has
violated the Communications Act or FCC rules.
The station must keep this material in its file until the FCC notifies
it that the material may be discarded.
Since the FCC is not involved in disputes regarding matters unrelated to
the Communications Act or FCC rules, such as private contractual disputes, stations
do not have to retain material relating to such disputes in the public file.
Ownership Reports and
Related Material. The public file must contain a copy of the
most recent, complete ownership report (FCC Form 323 for commercial stations,
FCC Form 323-E for noncommercial educational stations) filed for the
station. Among other things, these
reports disclose the names of the owners of the station licensee and their
ownership interests, list any contracts related to the station that are required
to be filed with the FCC, and identify any interests in other broadcast
stations held by the station licensee or its owners.
List of Contracts
Required to be Filed with the FCC. Stations must
keep in the public file either copies of all the contracts that they have to
file with the FCC, or an up-to-date list identifying all such contracts. If the station keeps a list and a member of
the public asks to see copies of the actual contracts, the station must provide
the copies to the requester within seven calendar days. Contracts required to be maintained or listed
in the public inspection file include:
·
contracts
relating to network service (network affiliation contracts);
·
contracts
relating to ownership or control of the licensee or permittee or its stock. Examples include articles of incorporation,
bylaws, agreements providing for the assignment of a license or permit or
affecting stock ownership or voting rights (stock options, pledges, or
proxies), and mortgage or loan agreements that restrict the licensee or
permittee's freedom of operation; and
·
management
consultant agreements with independent contractors, and contracts relating to
the utilization in a management capacity of any person other than an officer,
director, or regular employee of the licensee.
Political File. Stations must keep a file which contains “a
complete record of a request to purchase broadcast time that: (A) is made by or
on behalf of a legally qualified candidate for public office; or (B)
communicates a message relating to any political matter of national importance,
including: (i) a legally qualified candidate; (ii) any election to federal
office; or (iii) a national legislative issue of public importance.” The file must identify how the station responded to
such requests and, if the request was granted, the charges made, a schedule of
time purchased, the times the spots actually aired, the rates charged, and the
classes of time purchased. The file also must reflect any free time provided to
a candidate. The station must keep the
political records in the file for two years after the spot airs. (You can find more information regarding the
political broadcasting laws at pages 13-14 of this Manual.)
EEO Materials. As noted earlier, licensees must submit
certain forms containing EEO information and include copies in their station
public files. Thus, all stations
employing five or more full-time employees must put an EEO public file report
in their station public file each year.
We also require each radio and TV station licensee to file a Form 396
EEO Program Report with its license renewal application and to include the
Report in its public file. Those
licensees that file a Form 397 Broadcast Mid-Term Report must also include a
copy in the public file. These materials
must be retained in the file until final action on the station’s next license
renewal application. A new station
applicant or prospective station buyer, if it intends to employ five or more
full-time employees, must file a Form 396-A Broadcast EEO Model Program Report
with its new station assignment or transfer application and the Report must be
included in the public file as a part of the underlying application and
retained in the file until the grant of the underlying application becomes
final. (You can find more information regarding the EEO rules at pages 20-21 of
this Manual.)
“The Public and
Broadcasting.” Stations must
keep a copy of the current version of this Manual in the public file and
provide a copy, upon request, to any member of the public. As noted above, you can also request a copy
from the FCC or access it on our Internet website at http://www.fcc.gov/mb/audio/decdoc/public_and_broadcasting.html.
Letters
and E-Mails from the Public. Commercial
stations must keep in their files, for at least three years, written comments,
suggestions, and e-mails received from the public regarding their operation.
(Noncommercial educational stations are not subject to this requirement.) This obligation is limited to comments,
suggestions, and e-mails sent to station management or a publicized station
address. Letters need not be placed in
the public inspection file when the author has requested that the letter not be
made public or when the licensee feels that it should be excluded from public
inspection because of the nature of its content (such as defamatory or obscene
letters). Moreover, although television stations that post
their public file materials on their websites must include e-mails received
from the public, they need not post letters from the public, as long as they
include hard copies of such letters in their public files, and a notice on
their website that the letters can be located in the file. As noted above, all
or a part of a station public file may be maintained on a computer
database, as long as a computer terminal is made available, at the location of
the file, for members of the public who wish to review the file.
Accordingly, as an alternative to maintaining hard copies of e-mails in
the public file, a station may place the e-mails on a computer
database, as long as a terminal is made available at the location of the
public file to members of the public who wish to review the file.
Quarterly Programming
Reports. Every three months, each broadcast radio and
television station licensee must prepare and place in its station public file a
list of programs containing its most significant treatment of community issues
during the preceding three months (“issues/programs lists”). The list must briefly describe both the issue
and the programming during which the issue was discussed, including the date
and time that each such program was aired and its title and duration. The licensee must keep these lists in the
file until the next grant of the station renewal application has become
final. Television stations will be
required to file a Standardized Television Disclosure Form instead of these
lists once that form is approved and made available. The form, which will also be filed quarterly,
will require commercial and noncommercial educational television broadcasters
to provide detailed information on the efforts of their station to provide
programming responsive to issues facing their communities in a standardized
format.
Children's Television
Programming Reports. As discussed at pages 16-17 of this Manual,
the Children's Television Act of 1990 and our rules require each TV station to
serve the educational and informational needs of children by means of its
overall programming and through programming that is specifically designed to
serve such needs. Commercial TV stations
must make and retain in their files Children's Television Programming Reports
(FCC Form 398) identifying the educational and informational programming for
children aired by the station.
(Noncommercial educational stations are not required to prepare these
reports.) The report must include the
name of the person at the station responsible for collecting comments on the
station's compliance with the Children's Television Act. The station has to prepare these reports each
calendar quarter, and it must place them in the public file separate from the
file's other material. The licensee must keep these lists in the file until the
next grant of the station renewal application has become final. You can also
view each station's reports on our website at http://www.fcc.gov/parents/localprograms.html.
Records Regarding Children's Programming
Commercial Limits. As also
discussed at page 17 of this Manual, the Children's Television Act of 1990 and
our rules limit the type and amount of advertising that may be aired during TV
programming directed to children 12 and under.
Stations must keep records that substantiate compliance with this
limitation in their public files and retain them until the next grant of the
station renewal application has become final.
Time Brokerage
Agreements. A time brokerage agreement is a type of
contract that generally involves a station's sale of blocks of airtime to a
third-party broker, who then supplies the programming to fill that time and
sells the commercial spot announcements to support the programming. Commercial radio and television stations must
keep in their public files a copy of every agreement involving: (1) time
brokerage of that station, or (2) time brokerage by any other station owned by
the same licensee. These agreements must be maintained in the file for as long
as they are in force.
Lists of Donors. Noncommercial educational
television and radio stations must keep in their public files a list of donors
supporting each specific program. These
lists must be retained for two years after the program at issue airs.
Local Public Notice Announcements. As discussed
at pages 10-11 of this Manual, when someone files an application to build a new
station or to renew, sell, or modify an existing station, we generally require
the applicant to make a series of local announcements to inform the public of
the application's existence and nature. These announcements are either
published in a local newspaper or made over the air on the station, and are
intended to give the public an opportunity to comment on the application. A
statement certifying compliance with this requirement, including the dates and
times that notice was given, must be placed in the public file. The only exception to this public notice
requirement is when the proposed station sale is “pro forma” and will not
result in a change of ultimate control, or the modification application does
not contemplate a “major change” of the station facilities.
Must-Carry or
Retransmission Consent Election. The public
file for all commercial television stations must also contain documentation of the
station’s election for carriage over cable and satellite systems. In this regard, there are two ways that a
broadcast TV station can choose to be carried over a cable or satellite system:
"must-carry" or "retransmission consent." Each is discussed below.
Must-Carry. TV
stations are generally entitled to be carried on cable television systems in
their local markets. A station that
chooses to exercise this right receives no compensation from the cable
system. Satellite carriers may decide to
offer local stations in a designated market area. If they choose to offer one station, then
they must carry all the stations in that market that request carriage.
Retransmission Consent.
Instead of exercising their "must-carry" rights, commercial TV
stations may choose to receive compensation from a cable system or satellite
carrier in return for granting permission to the cable system or satellite
carrier to carry the station. This
option is available only to commercial TV stations. Because it is possible that a station that
elects this option may not reach an agreement with the cable system, it may
ultimately not be carried by the system.
Every three years, commercial TV
stations must decide whether their relationship with each local cable system
and satellite carrier that offers local service will be governed by must-carry
or by retransmission consent agreements.
Each commercial station must keep a copy of its decision in the public
file for the three-year period to which it pertains.
Noncommercial stations are not
entitled to compensation in return for carriage on a cable or satellite system,
but they may request mandatory carriage on the system. A noncommercial station making such a request
must keep a copy of the request in the public file for the duration of the
period to which it applies.
Comments
to Stations and Networks. If you feel
the need to do so, we encourage you to write directly to station management or
to network officials to comment on their broadcast service. These are the people responsible for creating
and selecting the station's programs and announcements and determining station
operation. Letters to station and
network officials keep them informed about audience needs and interests, as
well as on public opinion on specific material and practices. Individuals and groups can often resolve
problems with stations at the local level.
Comments
to the FCC. We give full
consideration to the broadcast complaints, comments, and other inquiries that
we receive. As stated above, we
encourage you to first contact the station or network directly about
programming and operating issues. If
your concerns are not resolved in this manner, with the exception of complaints
about obscene, indecent, or profane programming, which should be submitted in
the manner described at page 15 of this Manual, and complaints about blanketing
interference discussed at page 24, you can mail, fax, or e-mail a complaint
about a radio or TV station to us at the following address:
Federal Communications Commission
Consumer and Governmental Affairs Bureau
445 12th St., S.W.
Washington, D.C. 20554
Fax number: (202) 418-0232
Telephone number: (888) 225-5322 (voice);
(888)835-5322 (TTY)
E-mail address:[email protected]
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal Communications
Commission
Consumer and Governmental
Affairs Bureau
9300 East Hampton Drive
Capitol Heights, Maryland
20743
You should generally include the following information
in your complaint: (1) the call letters of the station; (2) the city and state
in which the station is located; (3) the name, time, and date of the specific
program or advertisement in question, if applicable; (4) the name of anyone
contacted at the station, if applicable; and (5) a statement of the problem, as
specific as possible, together with an audio or video tape, CD, DVD or other
recording or transcript of the program or advertisement that is the subject of
your complaint (if possible). Please
include your name and address if you would like information on the final
disposition of your complaint; you may request confidentiality. We prefer that you submit complaints in
writing, although you may submit complaints that are time-sensitive by
telephone, especially if they involve safety concerns. Please be aware that we can only act on
allegations that a station has violated a provision of the Communications Act
or the FCC's rules or policies.
In addition to (or instead of) filing a complaint, you
can file a petition to deny or an informal objection to an application that a
station licensee has filed, such as a license renewal application. This
procedure is discussed at pages 10-11 of this Manual. You may obtain further information on the
petition to deny process on the Commission’s website, at
http://www.fcc.gov/localism/renew_process_handout.pdf
. You may also wish to consider
reviewing our rules or contacting an attorney.
You can find links to our rules on the Commission website, at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. As noted earlier, the rules governing
broadcast stations are generally found in Part 73 of Title 47 of the Code of
Federal Regulations.
We have created contact
points at the Commission, accessible via toll-free telephone numbers, by fax,
or over the Internet, dedicated to providing information to members of the
public regarding how they can become involved in the Commission’s
processes. Should you have questions
about how do so, including inquiries about our complaint or petitioning
procedures or the filing and status of the license renewal, modification or
assignment or transfer application for a particular station, you may contact
one of our Broadcast Information Specialists, by calling, by facsimile, or by
sending an e-mail, as noted below:
·
If your question
relates to a radio station:
Toll-Free: (866)
267-7202 (Voice) or (877) 479-1433 (TTY)
Fax: (202)
418-1411
E-Mail: [email protected]
·
If your question
relates to a television station:
Toll-Free:
(866) 918-5777 (Voice) or (866) 787-6222 (TTY)
Fax: (202)
418-2827
E-Mail: [email protected]
If your question relates to both a radio and a
television station or is general in nature, you may contact either specialist.